Licensing: Sobu Capital Pty Ltd holds Australian Financial Services Licence (AFSL) 559424. The licence authorises Sobu Capital to provide financial product advice and dealing (arranging) services to wholesale clients in respect of managed investment schemes (including investor directed portfolio services), securities, derivatives, foreign exchange contracts, and Australian and overseas government debentures, stocks and bonds. ASIC register: www.asic.gov.au.
Wholesale-only: Sobu Capital provides services to wholesale clients only, as defined under sections 761G and 761GA of the Corporations Act 2001 (Cth). The information on this site is general in nature and does not take into account any individual's objectives, financial situation or needs. It is not intended to constitute personal financial product advice and should not be relied on as the basis for any investment decision.
Conflicts and fee disclosure: Sobu may receive referral or ongoing fees from managers in respect of investments made by wholesale clients introduced by Sobu. The specific economics of every such arrangement are disclosed to each client in writing before any subscription is made. Sobu does not manufacture or issue financial products and does not operate a managed investment scheme. Sobu does not provide a discretionary or managed-account service; each investor makes their own decision and subscribes directly with the underlying manager.
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