Disclosures

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Licensing: Sobu Capital Pty Ltd holds Australian Financial Services Licence (AFSL) 559424. The licence authorises Sobu Capital to provide financial product advice and dealing (arranging) services to wholesale clients in respect of managed investment schemes (including investor directed portfolio services), securities, derivatives, foreign exchange contracts, and Australian and overseas government debentures, stocks and bonds. ASIC register: www.asic.gov.au.

Wholesale-only: Sobu Capital provides services to wholesale clients only, as defined under sections 761G and 761GA of the Corporations Act 2001 (Cth). The information on this site is general in nature and does not take into account any individual's objectives, financial situation or needs. It is not intended to constitute personal financial product advice and should not be relied on as the basis for any investment decision.

Conflicts and fee disclosure: Sobu may receive referral or ongoing fees from managers in respect of investments made by wholesale clients introduced by Sobu. The specific economics of every such arrangement are disclosed to each client in writing before any subscription is made. Sobu does not manufacture or issue financial products and does not operate a managed investment scheme. Sobu does not provide a discretionary or managed-account service; each investor makes their own decision and subscribes directly with the underlying manager.

Privacy: This site uses cookies for analytics. By accepting cookies your data is aggregated with other user data. Personal information collected via the enquiry form is used only to respond to your enquiry and is not shared with third parties without your consent.

We handle personal information in line with the Australian Privacy Principles in the Privacy Act 1988 (Cth). This covers visitors to this site, network members and prospective members, clients, and the people we work with at managers and advisers.

What we collect. Your name and contact details. For members and clients, the information needed to confirm wholesale status, such as an accountant’s certificate, and what you choose to tell us about your existing investments, objectives and time horizon, so that what we send you fits. We do not collect tax file numbers or bank account details: you subscribe directly with the underlying manager, which carries out its own identity checks. On this site, analytics cookies collect aggregated usage data.

How we use it. To respond to enquiries, confirm wholesale status, assess and send you opportunities that suit you, report to you, and meet our obligations as an Australian Financial Services Licensee, including keeping records.

Who we share it with. We do not sell personal information. We share your details with a manager only when you ask us to introduce you. Otherwise we share information only with our professional advisers (legal, accounting and compliance) under confidentiality, with the providers that host our systems, or where the law requires it.

Where it is held. Our files and email are held in Microsoft 365, in Australian data centres, encrypted in transit and at rest. When we share a document with you through a secure link, Microsoft asks you to verify your email and records your name, email address and when you opened the document. We use that record only to control and evidence who has accessed what.

Use of AI. We use AI tools, including Anthropic’s Claude, to support research, analysis and drafting. They are configured so that our data is not used to train AI models.  We also use them on work that involves client information, within our own secured workspace and under the same confidentiality as the rest of our files; the providers are bound not to use it for any other purpose. A person reviews everything before it reaches you, and no decision about your investments is made by an AI tool.

How long we keep it. For as long as we need it for the purposes above and as the law requires; financial services records are generally kept for seven years.

Access, correction and complaints. You can ask to see or correct the information we hold about you, or raise a concern, at enquiry@sobucapital.com. If you are not satisfied with our response, you can contact the Office of the Australian Information Commissioner at www.oaic.gov.au.